Cyprus Investment Firms

Investment Firm Licensing

McMillan Woods Cyprus can help you obtain a Cyprus Investment Firm License from the Cyprus Securities and Exchange Commission (CySEC).

Our Investment Services Include:

  • Advisory support towards authorisation and registration of an EU Investment Firm
  • Money laundering compliance
  • Supervision issues
  • Advice on capital adequacy directive
  • Q&A MiFID Compliance e-Support
  • Preparation and documentation of internal procedures and processes in accordance with client needs and in accordance with the relevant EU regulatory bodies’ requirements
  • Preparation of internal audit reports for management and company’s Internal Audit Committee
  • Systems’ Audit – verification of systems, platforms and computer applications of the Investment Firm. Assessment of their suitability, efficiency, and the level of controls to ensure valid, reliable, timely, and secure input, processing, and output during their operation, in accordance with the requirements of the local regulators
  • Increasing spectrum of investment services (extending a license)
  • Obtaining cross-border licenses
  • Structuring/restructuring units and departments
  • Evaluation and analysis of systems and controls
  • Internal Operations Manuals updating and redrafting
  • Day-to-day operational issues and support
  • Policy Statements updating and drafting/redrafting
  • Risk Management support and analysis
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